Posts Tagged ‘Elbert Smalls/Winyah Financial Services-LLC’
AG Jennings Files Complaint Against Former DE Investment Advisor
Attorney General Kathy Jennings has file a complaint against a former Delaware investment advisor – Elbert Smalls and his firm known as Winyah Financial Services, LLC – which operated in Delaware as Sun Financial Services, Inc. The complaint comes from an investigation by the Investor Protection Unit and the Delaware DOJ, which alleges that Smalls…
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